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Three senior executives at SAC Capital received subpoenas

The executives are considered part of the inner circle for SAC founder Steven Cohen

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ISS employee leaked proxy votes for concert tickets

The $300,000 penalty is the first SEC enforcement action against a proxy adviser

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Celebrity investments: Bowie bonds and Presley private equity

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Goldman says it adopts all 39 initiatives to address conflicts

The bank made managing its reputation a bigger component in measuring employee performance

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UK LDI head to leave Axa

Shalin Bhagwan, who was recruited less than a year ago to lead the UK LDI business, will return to South Africa

efinancialnews.com (14 hours ago) read full article at efinancialnews.com

EU shelves strict new pensions funding rules

Commissioner Barnier has 'made the right decision', according to industry lobby group

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Ex-Seymour Pierce banker re-emerges at new boutique

Guy Peters joins X-Cap Securities as head of corporate finance and corporate broking

efinancialnews.com (15 hours ago) read full article at efinancialnews.com

London fixed-income veteran promoted at Morgan Stanley

The US bank names London-based veteran Robert Rooney as global co-head of fixed income sales and trading, after a tough first quarter for the unit

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BofA Merrill scores second St James's Place success

An unexpected sell-down of Lloyds stock in St James’s Place, the UK-listed wealth manager, was once again managed by Bank of America Merrill Lynch

efinancialnews.com (16 hours ago) read full article at efinancialnews.com

Former senior Seymour Pierce banker emerges at new boutique

Guy Peters, who was a managing director in corporate finance at Seymour Pierce, has joined X-Cap Securities as head of corporate finance and corporate broking

efinancialnews.com (16 hours ago) read full article at efinancialnews.com

Funds hit new record at Investec Asset Management

UK-South African firm ends its financial year on a high as senior management prepare to buy out a 15% stake in the business

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London fixed income veteran promoted at Morgan Stanley

The US bank has named London-based veteran Robert Rooney as global co-head of fixed income sales and trading, after a tough first quarter for the unit

efinancialnews.com (16 hours ago) read full article at efinancialnews.com

Chicago HFT hires BofA Merrill traders

Jump Trading, a high-frequency trading based in Chicago, is continuing to increase headcount at its new London offices

efinancialnews.com (17 hours ago) read full article at efinancialnews.com

FCA fines JP Morgan International Bank £3.1m

US bank's wealth unit penalised for systems and control failings

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Diversity in focus at Deutsche AGM

Two years after Josef Ackermann vowed to improve diversity at the very top of Deutsche Bank, his successor Juergen Fitschen declares the issue remains high on the agenda

efinancialnews.com (19 hours ago) read full article at efinancialnews.com

US issuers continue assault of Europe's ETF market

Vanguard's four new ETFs, listed on the LSE this week, are the latest indication that US providers are looking to take more market share in Europe

efinancialnews.com (21 hours ago) read full article at efinancialnews.com

Real estate debt funds still at 'embryonic' stage

Property debt funds are stepping in to replace banks as a source of lending, but real estate experts say the process is still at a very early stage of development

efinancialnews.com (21 hours ago) read full article at efinancialnews.com

Morgan Stanley's fixed-income head to retire

At least five people have run the US investment bank's fixed-income division since 2007

efinancialnews.com (21 hours ago) read full article at efinancialnews.com

Diversity in focus as Deutsche AGM looms

Two years after Josef Ackermann vowed to improve diversity at the very top of Deutsche Bank, the issue of female representation at board level remains high on the agenda

efinancialnews.com (21 hours ago) read full article at efinancialnews.com

Bank of New York Mellon to increase wealth sales force by 50%

The trust bank plans to hire up to 100 people

efinancialnews.com (1 day ago) read full article at efinancialnews.com

A tale of the little bank that couldn't

Gleacher's woes highlight the struggles facing smaller firms

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Morgan Stanley's fixed income head to retire

At least five people have run Morgan Stanley's fixed income division since 2007

efinancialnews.com (1 day ago) read full article at efinancialnews.com

Regulator says Lloyds and RBS can meet capital requirement

The two banks are given a pass by regulators to fill their multi-billion-pound capital holes through earnings and asset sales, without issuing new shares

efinancialnews.com (1 day ago) read full article at efinancialnews.com

Connecticut to continue Dimon dialogue

After JPMorgan Chase chairman and chief executive survives a vote to split the two roles, Connecticut state retirement funds pledge to renew discussions with the bank’s board

efinancialnews.com (1 day ago) read full article at efinancialnews.com